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United States District Court
Qui Tam (Filed Under Seal)

Date

Document Title

Filed as
(Acrobat PDF -
)

11/10/99

Goldmans Sachs S-10 Excerpt

Goldman Sachs S-1

10/8/99

Reuters Article on Goldman 10Q

Reuters Report on Goldman

  Qui Tam Transcript Summaries Qui Tam Summary
  Qui Tam Transcript Index Qui Tam Transcript

6-Jun-96

Complaint

96-1258 Qui Tam\ 6.6.96 Complaint

7-Jun-96

Order: 1) that the counsel for the parties, including the government if it so desires, shall appear before the Court of 2:00pm on June 20, 1996 for a status conference pursuant to Federal Rule of Civil Procedure 16; and 2) that the counsel for the plaintiffs shall give notice of the above to the Chief of the Civil Division, Office of the United States Attorney for the District of Columbia and effect service of process on the named defendants by 4pm on June 14, 1996.

6.7.96 Order

20-Jun-96

Order:1) It is ordered that the United States' Motion for Partial Reconsideration is Granted; 2) that the Complaint and other filings shall remain under seal and not served upon the defendants until further Order of this Court.

6.20.96 Order

20-Jun-96

Hearing Transcript

6.20.96 Hearing Transcript

1-Jul-96

Hearing Transcript

7.1.96 Hearing Transcript

1-Jul-96

Order: 1) that the government for the plaintiff and the government shall have until before the Court at 4:00pm on August 19, 1996 for a status conference in the above captioned matter, and 2) pursuant to 31 U.S.C section 3730 (b) (2), the above captioned matter shall remain UNDER SEAL until further Order of this court.

7.1.96 Order

16-Aug-96

Motion for Extension of Time Within Which to Make Intervention Decision and Maintain Seal on this Case

8.16.96 US Motion for Time

16-Aug-96

Memo of Points and Authorities In Support of Ex Parte Motion for Extension of Time Within Which to Make Intervention Decision and Maintain Seal on This Case

8.16.96 Memo of Points

23-Aug-96

Order: That the US shall have until and including November 18, 1996 to intervene in the above captioned action [US, Ex Rel. Ervin & Associates v. The Hamilton Securities Group et.al., 2) the Complaint and all other filings shall remain under seal until and including November 18, 1996 or until further Order of this Court.

8.23.96 Order

14-Nov-96

Unopposed Motion for an Extension of Time Until Thirty days After the Completion of The Criminal Investigation and any resulting Criminal Proceedings

11.14.96 US Motion for Time

14-Nov-96

Memo of Points and Authorities for Motion for Extension of Time

11.14.96 Memo of Points and Authorities for Motion for Time

18-Nov-96

Order: that the United States shall have until thirty days after the completion of the criminal investigation and any resulting criminal proceedings to intervene in the above-captioned action or to notify the Court that it declines to do so; that the Complaint and all other filings shall remain under seal until further Order of this court.

11.18.96 Order

22-Nov-96

Order: Granting relator's motion and that the seal in this case shall be lifted for the sole and limited purpose of enabling Relator to make an ex parte in camera notification to Senior Judge Williams Bryant in the matter entitled Ervin and Associates, Inc. v Helen Deunlap et al of the pendency of this action and the criminal investigation arising at least in part from allegations in this action and Ervin, and that except as otherwise ordered herein, the complaint and all other filings shall remain under seal until further Order of the Court, and that the Clerk of this Court shall contact the govenment and relator in this matter forthwith and inform them as to the contents of the Order.

11.22.96 Order

9-Dec-96

Order: Scheduling status conference.

12.9.96 Order

19-Dec-96

Hearing Transcript

12.19.96 Hearing Transcript

19-Dec-96

Order: 1) that the US and the relator in this case Ervin and Associates shall appear before the Court at 10:30am on March 10, 1997 and the US shall then and there be prepared to discuss the status of its criminal investigation and when it shall be prepared to intervene or notify the Court and 2) that the complaint and all other filing shall remain under seal until further Order of this Court.

12.19.96 Order

14-Mar-97

Order: 1) that the US and the relator in this case Ervin and Associates shall appear before the Court at 10am on May 20, 1997 and the US shall then and there be prepared to discuss when it will be prepared to intervene or notify the Court that it declines to do so; and 2) tht the Complaint and all other filings shall remain under seal until further Order of this Court.

3.14.97 Order

20-May-97

Hearing Transcript

5.20.97 Hearing Transcript

21-May-97

Order: 1) that the US shall have until and including September 9, 1997 to intervene in the above captioned action or to notify the Court that it declines to do so, 2) that the complaint and all other filings shall remain under seal until and including September 9, 1997 or until further order of this Court, 3) that counsel for the government and counsel for the relator shall appear before the undersigned member of this Court on September 9, 1997 at 10am and shall then and there be prepared to discuss all aspects of this case.

5.21.97 Order

11-Sep-97

Order: 1) that the US shall have until and including March 10, 1998 to intervene in the above captioned action or to notify the Court that it declines to do so, 2) that the complaint and all other filings shall remain under seal until and including March 10, 1998 or until further order of this Court, 3) that counsel for the government and counsel for the relator shall appear before the undersigned member of this Court on March 9, 1998 at 10am and shall then and there be prepared to discuss all aspects of this case.

9.11.97 Order

19-Nov-97

Order: Granting 1) the application by the United States of American for partial lifting of the seal and 2)that the seal in this matter is partially lifted to allow the US to approach defendant Hamilton Securities Group, Inc. and discuss with then the undelying allegations, and if neccessary disclose to them the complaint in this action and the identity of the relator. Except as provided in this Order, the complaint and all filings in this case otherwise shall remain under seal.

11.19.97 Order

9-Mar-98

Hearing Transcript

3.9.98 Hearing Transcript

9-Mar-98

Order: Granting: 1) that the US government shall have until and including July 10, 1998 to intervene in the above captioned action [United States ex rel, Ervin and Associates v. The Hamilton Securities Group, Inc. etal] and 2) the Complaint and all other findings shall remain under seal until and including July 10, 1998 or until further Order of this Court.

3.9.98 Order

10-Jul-98

Hearing Transcript

7.10.98 Hearing Transcript

14-Jun-99

Opposition of the United States to the Hamilton Securities "Motion to Unseal File and Opposition to the Attorney General's Request for Further Extensions of Time"

6.14.98 Opposition to Unseal

29-Jan-99

Hearing Transcript

1.29.99Hearing Transcript

29-Mar-99

Hearing Transcript

3.29.99 Hearing Transcript

21-May-99

Hamilton Securities Motion to Unseal

5.21.99 Motion to Unseal

2-Junl-99

Hearing Transcript

6.2.99 Hearing Transcript

12-Aug-99

Notice of Withdrawal of Appearance of Daniel M. Hawke

8.12.99 Withdrawal

9-Sep-99

Order: 1) that the ex parte application of the US is granted and the seal in this caseis partially lifted for the limited purpose of allowing the United States to disclose, to defendants Goldman Sachs & Co, and Blackrock Capital Finance L.P. and counsel and agents for same, the substance of the allegations contained in the qui tam complaint, including the fact that the US is investigating those allegations; 2) that this order, together with all filings made in this case to date, including but not limited to the qui tam complaint filed by the relator, shall remain under seal until further order of the Court, and 3) that except as provided herein, this matter shall remain under seal until further order of the Court

9.9.99 Order

9-Mar-00

Order: Scheduling Status Conference

3.9.00 Order

17-Apr-00

Relator's Motion to Extend Time for Service Under FED.R.CIV.P 4m OR, In the Alternative for a Stay in Proceedings

4.17.00 Relator's Motion to Extend Time

18-Apr-00

Consent Motion for Admission Pro Hac Vice

4.18.00 Consent Motion

21-Apr-00

Order: Granting the 1) the complaint be unsealed, 2) that the defendant Hamilton Securities motion to unsela file, and all oppositions and replies to defendant's motion, be unsealed, 3) that the government and the relator may file supplemantal oppositions to defendant's motion to unseal file on or before April 28, 2000, and, 4) that the defendant may file a supplemental reply to any supplemental oppositions on or before MAy 8, 20000, and 5) that a hearing on defendan's motion to unseal file a scheduled for Monday, May 15, 6) that the relators consent motion for the admissions pro hac vice of Neil V. Getnick.

4.21.00 Order

27-Apr-00

Motion to Alter Briefing Schedule

4.27.00 Motion to Alter

1-May-00

The Government's Notice of Election to Decline Intervention

5.1.00 Declination

2-May-00

Order: 1) that the government shall have until May 2, 2000 to file its supplemental opposition to defendant Hamilton Securities' Motion to unseal file, and it is further and 2) that the government may serve all defendants in this action with a copy of the United States' Notice of Election to Decline Interventation.

5.2.00 Order

22-May-00

Order: 1) that the hearing scheduled on defendant Hamilton Securities' Motion to Unseal File for Tuesday, May 23, 2000 at 10am shall be continued until Tuesday, May 23, 2000 at 2pm in Courtroom 3.

5.22.00 Order

23-May-00

Order: 1) that the paper records filed by the parties in this matter and located in this Court's clerks's office be unsealed, 2) that the transcripts of any hearings now on file under seal be partially unsealed and made available only to the US for the purpose of reviewing their content to determine its position with respect to defendant Hamilton Securities motion to unseal, 3) that the US shall notify this Court in writing of its position pertaining to the unsealing of hearing transcripts within 10 days of obtaining all of the transcipts, 4) that defendant Hamilton Securities shall have 10 days to reply in writing to the US 's position pertaining to the unsealing of hearing transcripts, and 5) that a status conference is scheduled for Sept 12, 2000 @ 10am in Courtroom 3.

5.23.00 Order

12-Jun-00

Order: 1) that the entire case is unsealed, with the exception of transcripts of hearings, which are partially unsealed and to be made available only to the United States.

6.12.00 Order

26-Jun-00

Relator's Motion to Extend Time for Service Under FED. R. CIV. P 4(m) or, in the Alternative, for Stay of Proceedings

6.26.00 Relator's Motion to Extend Time

10-Jul-00

Order: granting defendants motion to extend time to 7/24/00 to file responsive pleading to motion to extend time for service.

NA

10-Jul-00

Notice of Withdrawal of attorney Neil V. Getnick.

NA

24-Jul-00

The Hamilton Securities Group, Inc. and Hamilton Securities Advisory Services, Inc.'s Opposition to Relator's Motion to Extend Time for Service

NA

10-Aug-00

Order: denying plaintiffs motion to extend time to serve defendants with the complaint and denying plaintiffs motion to stay proceedings.

NA

16-Aug-00

Summons issued for defendant Hamilton Securities Group and Williams Adley & Co. for the Amended Complaint.

NA

28-Aug-00

Opposition of the Hamilton Securities Group, Inc. and Hamilton Securities Advisory Services, Inc's to Plaintiff's Voluntary Dismissal of Some, But Not All, Defendants

NA

31-Aug-00

United States Second Notice to the Court with Respect to the Pending Motion to Unseal the File

NA

6-Sep-00

Notice to Counsel

NA

6-Sep-00

Order: Granting Defendants motion for an Enlargement of Time to respond to the Plaintiffs amended complaint by September 25, 2000.

NA

14-Oct-00

Declaration of John J. Ervin

Ervin Deposition

23-Oct-00

Defendant's Williams, Adley and Company's Motion to Dismiss the First Amended Complaint

10.23.00 Adley Motion to Dismiss

26-Oct-00

Plantiff's / Relator's Response to Defendant's Hamilton's Motion to Dismiss or, in the Alternative, for Summary Judgement

10.26.00 Response to Motion to Dismiss

8-Jan-01

Consent Motion of Hamilton Securities Group, Inc. and Hamilton Securities Advisory Services, Inc. for Leave to File Supplemental Memorandum in Support of Its Motion to Dismiss or, In the Allternative, for Summary Judgement and Exhibits

1.8.01 Consent Motion for Leave to File

12-Jan-01

Consent Motion of Plantiff Ervin and Associates for Leave to File a Response to Hamilton Securities Group, Inc. and Hamilton Securities Advisory Services, Inc. Supplemental Memorandum

1.12.01 Consent Motion to Leave

12-Jan-01

Plantiff's Ervin and Associates, Inc. Response to Hamilton Securities Group, Inc. and Hamilton Securities Advisory Services, Inc. Supplemental Memorandum

1.12.01 Response to Memo

8-Feb-01

Order: 1) Denying defendant's motion to dismiss, or in alternative, for summary judgment, 2) denying motion to dismissed filed by William, Adley, and Company, 3) denying motion to dismiss, or in the alternative for summary judgment filed by John Ervin and Associates (District 19 of Civil Action # 99-1698) without prejudice, and 4) status conference is scheduled for February 15, 2001 at 10am in Courtroom 3.

2.8.01 Order

12-Mar-01

Defendants' Answer and Counterclaim to Plaintiffs' Complaint

3.12.01 Defendants' Answer and Counterclaim

23-Mar-01

Plantiffs Motion For Order Requiring the Presence of Insurance Carrier Representative at Settlement Conference

3.23.01 Motion Requiring Presence

 

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